Nex Systems
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Henry Bones II

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/10/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017056432604 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Henry Bones II (Respondent) General Securities Principal CRD No. 4673109 Pursuant to FINRA Rule 9216, Respondent Henry Bones II submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not

    Reference 2017056432604data-portal.finra.orgfinra.org

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