Nex Systems
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HENRY MORRIS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/15/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022123501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Henry Morris, Respondent General Securities Representative CRD No. 4675685 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Henry Morris, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2010022123501data-portal.finra.orgfinra.org

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