Nex Systems
Type not stated

HIBERNIA SOUTHCOAST CAPITAL INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/27/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006003763801 TO: Department of Enforcement NASD RE: Hibernia Southcoast Capital, Inc., Respondent [CRD No. 44158] Pursuant to Rule 9216 of NASD Code of Procedure, Hibernia Southcoast Capital, Inc. submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future

    Reference 2006003763801data-portal.finra.orgfinra.org

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