Nex Systems
Type not stated

HINES SECURITIES INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/05/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013036055801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Hines Securities, Inc., Respondent CRD No. 128145 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Hines Securities, Inc. ("Hines" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2013036055801data-portal.finra.orgfinra.org

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