Nex Systems
Type not stated

HORACE MANN INVESTORS INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/08/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E8A2005011501 TO: Department of Enforcement NASD RE: Horace Mann Investors Inc. (CRD No. 11643) Pursuant to Rule 9216 of NASD Code of Procedure, Horace Mann Investors Inc. ("Member") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted,

    Reference E8A2005011501finra.orgdata-portal.finra.org

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