Hugo Hernandez

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/23/2026: Hernandez refused to appear for on-the-record testimony requested pursuant to FINRA Rule 8210, in violation of FINRA Rules 8210 and 2010. For these violations, Hernandez is barred from associating with any FINRA member in all capacities.
Reference 2024082783901data-portal.finra.org finra.org

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