Nex Systems
Type not stated

HUSS SERVICES INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/01/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT CLG050065 TO: Department of Market Regulation NASD RE: Huss Services, Inc., Respondent Broker-Dealer CRD No. 2258 Pursuant to Rule 9216 of NASD Code of Procedure, Huss Services, Inc. ("HUSS" or the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions

    Reference CLG050065data-portal.finra.orgfinra.org

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