Nex Systems
Type not stated

HYE R. OH

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/27/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Hye R. Oh (CRD No. 4882880), Respondent. DISCIPLINARY PROCEEDING No. 20080133830 HEARING OFFICER ANDREW H. PERKINS ORDER ACCEPTING OFFER OF SETTLEMENT Date: October 27, 2010 INTRODUCTION Disciplinary Proceeding No. 20080133830 was filed on June 2,2010 by the Department of Enforcement of the Financial Industry Regulatory

    Reference 2008013383001finra.orgdata-portal.finra.org

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