I-TRADEDIRECT.COM CORP.

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/27/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005001745201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: I-TRADEdirect.com Corp. (CRD No. 18281) Eric D. Arlt (CRD No. 2306499) Brian E. Sanders (CRD No. 2743309) Pursuant to Rule 9216 of NASD Code of Procedure, I-TRADEdirect.com Corp. (Member), Eric D. Arlt, and Brian E. Sanders (collectively referred to as Respondents)
Reference 2005001745201data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/27/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006003853701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: I-TRADEdirect.com Corp. (CRD No. 18281) Pursuant to NASD Rule 9216 of FINRA Code of Procedure, I-TRADEdirect.com Corp. (Member), submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if
Reference 2006003853701data-portal.finra.org finra.org

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