Nex Systems
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IAN D. TODD

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/06/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E3B2004004501 TO: Department of Enforcement NASD RE: Salman Partners (USA) Inc., Respondent Member CRD No. 43842 and Ian D. Todd, Respondent General Securities Principal CRD No. 2940041 Pursuant to Rule 9216 of NASD Code of Procedure, Respondents submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if

    Reference E3B2004004501data-portal.finra.orgfinra.org

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