Nex Systems
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Ian Greenblatt

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/21/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE NO. 2017055701001 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Ian Greenblatt a/k/a "Eric Green" CRD No. 2276966 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Ian Greenblatt, a/k/a "Eric Green" ("Greenblatt" or Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2017055701001data-portal.finra.orgfinra.org

Other names1

Also known as1

Eric Green

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