Nex Systems
Type not stated

ICV Group Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/23/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070809102 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: ICV Group, Inc. (Respondent) Member Firm CRD No. 294024 Pursuant to FINRA Rule 9216, Respondent ICV Group, Inc. (ICV Group) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2021070809102data-portal.finra.orgfinra.org

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