Nex Systems
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IFMG SECURITIES INC.

Regulator action

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/15/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E9B2004007201 TO: Department of Enforcement NASD RE: IFMG Securities, Inc. BD No. 14416 100 Manhattanville Road Suite 7 Purchase, New York 10577 Pursuant to Rule 9216 of NASD Code of Procedure, IFMG Securities, Inc. ("IFMG") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not

    Reference E9B2004007201data-portal.finra.orgfinra.org

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/23/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006004325401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: IFMG Securities, Inc., Respondent CRD No. 14416 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted,

    Reference 2006004325401data-portal.finra.orgfinra.org

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