Igor Peter Kislitsa

11/30/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Igor Peter Kislitsa CRD No. 6324794, Respondent. Disciplinary Proceeding No. 2020067014602 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Respondent Igor Peter Kislitsa failed to respond to two FINRA staff requests for information and documents made pursuant to FINRA Rule 8210. As a result, Kislitsa violated FINRA Rules 8210 and 2010. RESPONDENT AND JURISDICTION 2. Kislitsa first registered

Reference 2020067014602data-portal.finra.orgfinra.org

06/17/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067014603 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Igor Peter Kislitsa (Respondent) Former Investment Company Shares and Variable Contracts Representative CRD No. 6324794 Pursuant to FINRA Rule 9216, Respondent Igor Peter Kislitsa submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.

Reference 2020067014603finra.orgdata-portal.finra.org