IMRAN AHMAD
Regulator actionUnited States. Named in 2 sanctions listings.
Sanctions and listings2
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/15/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20050000523-03 TO: Department of Market Regulation NASD RE: Imran Ahmad, Respondent Registered Representative CRD No. 3035891 Pursuant to Rule 9216 of NASD Code of Procedure, I, Imran Ahmad, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below.
Reference 2005000052303data-portal.finra.orgfinra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/23/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050000415-01 TO: Department of Market Regulation NASD RE: Imran Ahmad, Respondent CRD No. 3035891 Pursuant to Rule 9216 of the NASD Code of Procedure, I, Imran Ahmad, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not
Reference 2005000041501data-portal.finra.orgfinra.org
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