Nex Systems
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Imran N. Razvi

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/04/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058057401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Imran N. Razvi, Respondent Former Investment Company and Variable Contracts Products and General Securities Representative CRD No. 3042006 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Imran N. Razvi submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2018058057401data-portal.finra.orgfinra.org

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