Nex Systems
Type not stated

IMTIAZ A. KHAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/27/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MEYERS ASSOCIATES, L.P. (CRD No. 34171), BRUCE MEYERS (CRD No. 1045447), and IMTIAZ A. KHAN (CRD No. 4084250), Respondents. Disciplinary Proceeding No. 2010020954501 Hearing Officer-RSH EXTENDED HEARING PANEL DECISION April 27, 2016 Meyers Associates, L.P. and its principal, Bruce Meyers, sent, or caused to be sent, misleading and unbalanced advertising materials via email

    Reference 2010020954501finra.orgdata-portal.finra.org

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