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INET ATS INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/03/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20042000026-01 TO: Department of Market Regulation NASD RE: INET ATS, Inc., Respondent f/k/a The Island ECN, Inc. Broker-Dealer CRD No. 20746 Instinet, LLC, Respondent Broker-Dealer CRD No. 42886 Pursuant to Rule 9216 of NASD Code of Procedure, INET ATS, Inc. ("INET"), formerly known as The Island ECN, Inc. ("ISLD"), and Instinet, LLC ("INCA") submit this Letter of Acceptance, Waiver and Consent

    Reference 2004200002601data-portal.finra.orgfinra.org

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