Nex Systems
Type not stated

INSTINET CLEARING SERVICES INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/11/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20042000114-01 TO: Department of Market Regulation NASD RE: Instinet Clearing Services, Inc., Respondent CRD No. 7897 Pursuant to Rule 9216 of the NASD Code of Procedure, Instinet Clearing Services, Inc. ("ICLS" or "the firm"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not

    Reference 2004200011401data-portal.finra.orgfinra.org

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