Type not stated
Screen this subjectIntegral Wealth Securities LLC fka Amera Securities LLC
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/18/2025: Between April 2021 and February 2025, Integral Wealth Securities failed to timely file with FINRA offering documents related to 18 private placements, in violation of FINRA Rules 5123 and 2010. For these violations, Integral Wealth Securities is censured and fined $20,000.
Reference 2023077014001data-portal.finra.orgfinra.org
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