Nex Systems
Type not stated

Integrated Trading and Investments Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/21/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016047872901 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Integrated Trading and Investments, Inc., Respondent Member Firm CRD No. 47730 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Integrated Trading and Integrated Trading and Investments, Inc. ("Integrated") submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2016047872901data-portal.finra.orgfinra.org

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