Nex Systems
Type not stated

INTERACTIVE PLANNING CORP.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/22/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E052003037401 TO: Department of Enforcement NASD RE: Interactive Planning Corp., Respondent [CRD No. 40261] and Lawrence S. York, Respondent Municipal Securities Principal, General Securities Principal, General Securities Representative, and Introducing Broker-Dealer/ Financial and Operations Principal [CRD No. 1264745] Pursuant to Rule 9216 of the NASD Code of Procedure, Interactive Planning Corp., and Lawrence S. York submit this Letter of Acceptance,

    Reference E052003037401data-portal.finra.orgfinra.org

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