Nex Systems
Type not stated

International Research Securities Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/02/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075288901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: International Research Securities, Inc. (Respondent) Member Firm CRD No. 19532 Pursuant to FINRA Rule 9216, Respondent International Research Securities, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2022075288901data-portal.finra.orgfinra.org

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