Nex Systems
Type not stated

Investacorp Inc.

Regulator action

United States. Named in 2 sanctions listings.

Screen this subject

Sanctions and listings2

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/14/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042565701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Investacorp, Inc., Respondent CRD No. 7684 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Investacorp, Inc. ("Investacorp") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2014042565701data-portal.finra.orgfinra.org

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/06/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047977401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Investacorp, Inc. CRD No. 7684 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Investacorp, Inc. ("Investacorp" or the "Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2015047977401data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.