Nex Systems
Type not stated

Investment Network Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/16/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074096804 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Investment Network, Inc. (Respondent) Member Firm CRD No. 127724 Gary L. Arnold (Respondent) General Securities Principal CRD No. 852859 Pursuant to FINRA Rule 9216, Respondents Investment Network, Inc. and Gary L. Arnold submit this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2022074096804finra.orgdata-portal.finra.org

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