Nex Systems
Type not stated

INVESTORS BROKERAGE OF TEXAS LTD.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/04/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C06040042 TO: Department of Enforcement NASD RE: Investors Brokerage of Texas, Ltd. Member Firm CRD No. 13037 Pursuant to Rule 9216 of the NASD Code of Procedure, Investors Brokerage of Texas, Ltd. ("Respondent"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition

    Reference C06040042data-portal.finra.orgfinra.org

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