Nex Systems
Type not stated

Investscape Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/06/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080117371-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Investscape, Inc., Respondent FINRA Member Firm CRD No. 39992 Richard Lim, Respondent Registered Representative CRD No.2094646 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Investscape, Inc. ("Investscape") and Richard Urn ("Lim")(collectively, the "Respondents") submit this Letter of Acceptance, Waiver and

    Reference 2008011737101finra.orgdata-portal.finra.org

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