Nex Systems
Type not stated

IQBAL ASHRAF

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/19/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant v. Iqbal Ashraf (CRD No. 1158662), Respondent. Disciplinary Proceeding No. 20070073727-01 Hearing Officer - LBB ORDER ACCEPTING OFFER OF SETTLEMENT Date: December 19, 2008 INTRODUCTION Disciplinary Proceeding No. 20070073727-01 was filed on August 11, 2008, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent Iqbal Ashraf submitted an Offer

    Reference 2007007372701data-portal.finra.orgfinra.org

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