Nex Systems
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ISAAC SCHINAZI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/28/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT No. 2005000777001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Isaac Schinazi, Respondent CRD No. 2382880 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Isaac Schinazi ("Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that,

    Reference 2005000777001data-portal.finra.orgfinra.org

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