Nex Systems
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ISAC HUBERMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/07/2007: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. And Isac Huberman General Securities Principal Date: February 6, 2007 CRD No. 251958 Respondents. Disciplinary Proceeding No. E062004003004 Hearing Officer: SW ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. E062004003004 was filed on June 13, 2006, by the Department of Enforcement of NASD ("Complainant"). Respondents and Isac Huberman submitted an Offer of Settlement

    Reference E062004003004data-portal.finra.orgfinra.org

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