Nex Systems
Type not stated

Isaish Thomas Williams

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/11/2025: Williams refused to provide information in response to a FINRA Rule 8210 request sent on February 12, 2025. Therefore, Williams violated FINRA Rule 8210 and 2010. For that violation, Williams is barred in all capacities.

    Reference 2024082549801data-portal.finra.orgfinra.org

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