Nex Systems
Type not stated

ISLAND TRADER SECURITIES LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/29/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090205945-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Island Trader Securities, LLC, Respondent Broker-Dealer 111468 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Island Trader Securities, LLC (formerly known as Island Trader Securities, Inc. during the relevant period) (the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2009020594501data-portal.finra.orgfinra.org

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