Nex Systems
Type not stated

ITRADEDIRECT.COM CORP.

Regulator action

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/24/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005001025901 TO: Department of Enforcement NASD RE: ltradedirect.Com Corp., Member BD No. 18281 Pursuant to Rule 9216 of NASD Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against us alleging

    Reference 2005001025901data-portal.finra.orgfinra.org

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/06/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006006619201 TO: DEPARTMENT OF MARKET REGULATION Financial Industry Regulatory Authority ("FINRA") RE: Intradedirect.com Corp., Respondent Broker-Dealer CRD No. 18281 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Intradedirect.com Corp. (the "firm") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing

    Reference 2006006619201data-portal.finra.orgfinra.org

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