Nex Systems
Type not stated

IVAN CID GONZALEZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/17/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E0220040700-01 TO: Department of Enforcement NASD RE: Ivan Cid Gonzalez, Respondent General Securities Representative CRD No. 2598229 Pursuant to Rule 9216 of NASD Code of Procedure, I, Ivan Cid Gonzalez ("Gonzalez"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part ll below. This AWC is submitted

    Reference E022004070001data-portal.finra.orgfinra.org

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