Nex Systems
Type not stated

J K R & Company Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/27/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052500601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: J K R & Company, Inc., Respondent Member Firm CRD No. 8040 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent J K R & Company, Inc. (JKR, the firm, or Respondent), submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2016052500601data-portal.finra.orgfinra.org

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