Nex Systems
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Jack David Faller

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/11/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076459307 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jack David Faller (Respondent) Former General Securities Representative and Former General Securities Principal CRD No. 1883661 Pursuant to FINRA Rule 9216, Respondent Jack David Faller submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2022076459307data-portal.finra.orgfinra.org

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