Nex Systems
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JACK KENNEBECK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/01/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT No. 20090190420 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jack Kennebeck Former General Securities Representative CRD No. 267683 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Jack Kennebeck ("Kennebeck") submits this Letter of Acceptance, Waiver and Consent ("AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2009019042001finra.orgdata-portal.finra.org

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