Nex Systems
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JACK THEODORE JOHNSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/01/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038259601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jack Theodore Johnson, Respondent Registered Representative CRD No. 1861254 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Jack Theodore Johnson ("Respondent" or "Johnson") submits this Letter of Acceptance. Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2013038259601data-portal.finra.orgfinra.org

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