Nex Systems
Type not stated

JACKSON SECURITIES LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/22/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006005614401 TO: Department of Enforcement NASD RE: Jackson Securities, LLC, Respondent NASD Member CRD No. 19897 Pursuant to Rule 9216 of NASD Code of Procedure, Jackson Securities [or Respondent] submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions

    Reference 2006005614401data-portal.finra.orgfinra.org

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