Nex Systems
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Jacob Daniel Dunlap

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/29/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012033291203 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jacob Daniel Dunlap ("Dunlap"), Respondent General Securities Principal General Securities Representative CRD No. 2898330 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2012033291203data-portal.finra.orgfinra.org

Other names1

Also known as1

Dunlap

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