Nex Systems
Type not stated

JACOB JOEL JOHNSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/30/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014043442401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jacob Joel Johnson, Respondent General Securities Representative CRD No. 6030979 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jacob Joel Johnson ("Respondent" or "Johnson") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2014043442401data-portal.finra.orgfinra.org

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