Nex Systems
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Jacob Popek

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/09/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066718901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jacob Popek (Respondent) Former General Securities Representative CRD No. 6815448 Pursuant to FINRA Rule 9216, Respondent Jacob Popek submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2020066718901data-portal.finra.orgfinra.org

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