Type not stated
Screen this subjectJacob Spencer
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/18/2026: In February 2026, Spencer used internet-enabled eyeglasses to access test material and cheat on the FINRA Series 6 Examination. Accordingly, Spencer violated FINRA Rules 1210.05 and 2010 and is barred from associating with any FINRA member in all capacities.
Reference 2026089830701data-portal.finra.orgfinra.org
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.