Nex Systems
Type not stated

James B. Eichner Jr.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/05/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053208001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: James B. Eichner, Jr. CRD No. 3221851 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

    Reference 2017053208001data-portal.finra.orgfinra.org

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