Nex Systems
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JAMES B. WEIGLER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/08/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008532701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: James B. Weigler, Respondent Limited Representative-Investment Company and Variable Contracts Products CRD No. 5248663 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2007008532701data-portal.finra.orgfinra.org

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