Nex Systems
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JAMES BALDWIN ROBINSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/21/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011025438902 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Middlebury Securities LLC (BD No. 122602), Respondent and James Baldwin Robinson (CRD No. 1651804), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, we, Middlebury Securities LLC ("Middlebury" or the "Firm") and James Baldwin Robinson ("Robinson") (collectively "Respondents"), submit this Letter of

    Reference 2011025438902data-portal.finra.orgfinra.org

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