Nex Systems
Type not stated

James Daniel Lang

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/19/2025: Between October 2016 and December 2022, Lang engaged in outside business activities without prior written disclosure to his two member firms. As a result, Lang violated FINRA Rules 3270 and 2010. For these violations, Lang is suspended for four months in all capacities and fined $5,000.

    Reference 2020067065101finra.orgdata-portal.finra.org

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