Nex Systems
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James Dresselaers

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/27/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016048675902 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: James Dresselaers, Respondent FINRA Registered Representative CRD No. 1106109 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, James Dresselaers, submit this Letter of Acceptance, Waiver and Consent (“AWC") for the purpose of proposing a settlement of the

    Reference 2016048675902data-portal.finra.orgfinra.org

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