Nex Systems
Type not stated

JAMES I. BLACK & COMPANY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/10/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO: 2006003702701 TO : Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: James I. Black & Company Member Firm CRD No, 1249 Jess Gove Tucker III General Securities Principal CRD No. 450126 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, James I. Black & Company and Jess Gove Tucker III ("Respondents") submit this

    Reference 2006003702701data-portal.finra.orgfinra.org

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