Nex Systems
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JAMES JURCZAK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/19/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047278601 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: James Jurczak, Respondent CRD No. 2032940 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, James Jurczak ("Jurczak" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2015047278601finra.orgdata-portal.finra.org

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